Auditing Export Controls: The ITAR & EAR

Course Objective

For each student to understand the requirements of the audit checklist and their corresponding regulations:

  1. The role of senior management
  2. The responsibilities of the compliance officer and empowered official
  3. Knowledge and training
  4. Registration procedures
  5. Preparation of licenses and agreements
  6. Agreement and license compliance
  7. Shipping and receiving procedures
  8. Violation identification and processing
  9. Non-U.S. Persons
  10. Broker transactions
  11. Records and reporting